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Central Compliance Manager

  • Location: Hong Kong
  • Salary: Negotiable per annum
  • Job Type:Permanent

Posted 17 days ago

  • Sector: Legal & Compliance
  • Contact: Calvin Chan
  • Expiry Date: 20 April 2023
  • Job Ref: JN -032023-477760

My client, an investment bank with business coverage in multiple jurisdictions is looking for a Central Compliance Manager to join the team.


  • Lead the team to handle SFC licensing matters, including license applications, terminations, notifications and submission of Annual Returns
  • Supervise the team on handling Staff Dealing policies and monitoring program
  • Work closely with the group's senior management for staff dealing, licensing issues and advise on staff dealing and licensing inquiries from all levels
  • Update Compliance documentation including Compliance notices and policies


  • Degree holder with at least 5 years of experience in compliance/audit in financial industry or financial services regulatory body
  • Sound knowledge of Securities & Futures Ordinance, SFC licensing matters, rules and regulations
  • Good understanding of investment products such as funds, bonds and/or securities is a plus
  • Fluent in English, and Chinese (including Mandarin)

Please feel free to contact Calvin Chan at for more information or apply for the job.

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.