Multiple openings of Compliance Assurance Managers (2.5LOD) roles for banks and financial services companies.
Responsibilities
- Assist in formulating and execution of annual compliance review plan.
- Review and implement related compliance policies and procedures.
- Conduct periodic reviews to ensure the business operation is in compliance with regulatory requirements.
- Evaluate control effectiveness and identify control deficiencies. Recommend and follow-up mitigation actions.
Requirements
- Degree holder with at least 5 years of experience in Banking or Big 4 Compliance Assurance or Advisory.
- Sound knowledge of HKMA regulations.
- Excellent verbal and written English and Chinese.
- Good interpersonal skills and team player.
For more information, please feel free to contact Calvin Chan at +852 3427 8776 or send your CV to cchan@argyllscott.com.hk
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