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Director, Compliance - Banking

  • Location: Hong Kong
  • Salary: Negotiable per annum
  • Job Type:Permanent

Posted about 1 month ago

  • Sector: Legal & Compliance
  • Contact: Calvin Chan
  • Start Date: ASAP
  • Expiry Date: 11 August 2022
  • Job Ref: JN -072022-471908

My client, an expanding bank in Hong Kong is Director, Compliance, a team head position for the compliance function for retail banking and wealth management.


  • Manage the team to provide advisory & support on compliance matters
  • Act as the focal point with local regulators on compliance matters
  • Monitor and mitigate regulatory compliance risk
  • Keep abreast of regulatory developments, conduct gap analysis and make recommendations
  • Provide compliance training and promote compliance awareness within the bank


  • Degree holder with 10+ years of experience in the compliance function for the banking industry, with 5+ years of team management experience
  • Good understanding of HKMA and SFC regulations
  • Familiar with banking products and operations
  • Good command of English and Chinese (Cantonese and Mandarin)

Please feel free to contact Calvin Chan at for more information or apply for the job.