Senior Technology Regulatory & Risk Manager (SFC)

Senior Technology Regulatory & Risk Manager (SFC)

12 month extendable contract / $90-120k P/M

Asia | Financial Services

We’re hiring for a Senior Technology Risk & Regulatory Manager (SFC) to join a leading financial services business in Asia.

This role sits at the centre of technology risk, regulatory engagement, and regional change, with a strong focus on Hong Kong SFC-related requirements. It will suit someone with experience in capital markets / investment banking technology and exposure to regulatory-driven technology risk and controls.

Key responsibilities

• Lead and coordinate technology regulatory and audit activity across Asia.
• Manage responses, reporting, remediation, and stakeholder engagement relating to regulatory matters.
• Advise on local regulations, internal policy, technology controls, and system dependencies.
• Support regulatory engagement linked to incidents, platform stability, resiliency, and governance.
• Partner with senior stakeholders across Technology, Business, Compliance, and Risk.
• Deliver regional and global technology risk and regulatory change initiatives.
• Produce clear updates and summaries for senior management.

Required experience

• 10+ years’ experience in Technology Risk, Information Security, Audit, Technology Controls, or a related area.
• Strong background in financial services, ideally investment banking or capital markets.
• Experience with regulatory engagement, internal audits, and control remediation.
• Good understanding of SDLC, change management, and technology delivery.
• Strong communication, stakeholder management, and problem-solving skills.

Strong preference for experience in

• Hong Kong SFC regulation
• Stock exchanges, equity trading, electronic trading, dark pools, or regulatory reporting
• SFC-related initiatives such as DSOL, EDSP, OTC Reporting, BCAN
• Technology risk and controls within a trading or market infrastructure environment

Argyll Scott Asia is acting as an Employment Business in relation to this vacancy.